Total trades
500
Buys
287
Sells
211
Est. value (mid)
$5M
Top traded tickers
All disclosed trades
| Date | Side | Ticker | Asset | Amount |
|---|---|---|---|---|
| Nov 30, 2020 | Buy | — | ACAP STRAGIC INTERVAL | $1,001 - $15,000 |
| Nov 30, 2020 | Sell | — | OWENS & MINOR <div class="text-muted"><em>Rate/Coupon:<… | $15,001 - $50,000 |
| Nov 20, 2020 | Buy | MRVL | Marvell Technology Group Ltd. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | SBIO | ALPS Medical Breakthroughs ETF | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | BRKR | Bruker Corporation | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | ABBV | AbbVie Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | RODM | Hartford Multifactor Developed Markets (ex-US) ETF | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | KEYS | Keysight Technologies, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | ERIC | Telefonaktiebolaget LM Ericsson (publ) | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | WIW | Western Asset Inflation-Linked Opportunities & Inc | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | ARE | Alexandria Real Estate Equities, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | MANT | ManTech International Corporation | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | ACIW | ACI Worldwide, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | SWKS | Skyworks Solutions, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | NUAN | Nuance Communications, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | AJRD | Aerojet Rocketdyne Holdings, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | CONE | CyrusOne Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | CEF | Sprott Physical Gold and Silver Trust | $1,001 - $15,000 |
| Nov 20, 2020 | Sell | WW | WW International, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | XAR | SPDR S&P Aerospace & Defense ETF | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | GLD | SPDR Gold Shares | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | GMAB | Genmab A/S | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | BAH | Booz Allen Hamilton Holding Corporation | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | LDP | Cohen & Steers Limited Duration Preferred and Inco | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | FDN | First Trust Dow Jones Internet Index Fund | $1,001 - $15,000 |
| Nov 20, 2020 | Sell | HBI | Hanesbrands Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | ATVI | Activision Blizzard, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | FTNT | Fortinet, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | RTH | VanEck Vectors Retail ETF | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | NTLA | Intellia Therapeutics, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | PTLC | Pacer Trendpilot US Large Cap ETF | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | PTNQ | Pacer Trendpilot 100 ETF | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | PTMC | Pacer Trendpilot US Mid Cap ETF | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth F | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | MAXR | Maxar Technologies Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | ARNA | Arena Pharmaceuticals, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | PAGS | PagSeguro Digital Ltd. | $1,001 - $15,000 |
| Nov 20, 2020 | Sell | CTVA | Corteva, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | VIAV | Viavi Solutions Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | SI | Silvergate Capital Corporation | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | CRWD | CrowdStrike Holdings, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Sell | DD | DuPont de Nemours, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Sell | DOW | Dow Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | DDOG | Datadog, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | EVOP | EVO Payments, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Sell | AAPL | Apple Inc. | $50,001 - $100,000 |
| Nov 20, 2020 | Buy | GLW | Corning Incorporated | $1,001 - $15,000 |
| Nov 20, 2020 | Sell | HAL | Halliburton Company | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | PAAS | Pan American Silver Corp. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | TMO | Thermo Fisher Scientific Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | LGI | Lazard Global Total Return and Income Fund, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Sell | OHI | Omega Healthcare Investors, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | GOLD | Barrick Gold Corporation | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | SNPS | Synopsys, Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | QCOM | QUALCOMM Incorporated | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | V | Visa Inc. | $1,001 - $15,000 |
| Nov 20, 2020 | Buy | ABYIX | Abbey Capital Futures Strategy Fund Class I | $1,001 - $15,000 |
| Nov 16, 2020 | Buy | RIO | Rio Tinto Group | $1,001 - $15,000 |
| Oct 30, 2020 | Sell | IJR | iShares Core S&P Small-Cap ETF | $1,001 - $15,000 |
| Oct 30, 2020 | Buy | — | GMSYX - GOLDMAN SACHS SM MD CAP GROWTH I | $1,001 - $15,000 |
| Sep 24, 2020 | Buy | LDP | Cohen & Steers Limited Duration Preferred and Inco | $1,001 - $15,000 |
| Sep 22, 2020 | Buy | ATOAX | Aberdeen Ultra Short Municipal Income Fund Class A | $15,001 - $50,000 |
| Sep 22, 2020 | Buy | LDP | Cohen & Steers Limited Duration Preferred and Inco | $1,001 - $15,000 |
| Sep 22, 2020 | Buy | WIW | Western Asset Inflation-Linked Opportunities & Inc | $1,001 - $15,000 |
| Aug 27, 2020 | Sell | — | Citigroup Fixed to Floater <div class="text-muted"><em>Rate… | $15,001 - $50,000 |
| Aug 21, 2020 | Sell | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | $1,001 - $15,000 |
| Aug 21, 2020 | Sell | CONE | CyrusOne Inc. | $1,001 - $15,000 |
| Aug 21, 2020 | Buy | LDP | Cohen & Steers Limited Duration Preferred and Inco | $1,001 - $15,000 |
| Aug 21, 2020 | Sell | TCEHY | Tencent Holdings Limited | $1,001 - $15,000 |
| Aug 21, 2020 | Sell | ARE | Alexandria Real Estate Equities, Inc. | $1,001 - $15,000 |
| Aug 13, 2020 | Sell | GLD | SPDR Gold Shares | $1,001 - $15,000 |
| Aug 7, 2020 | Sell | KWEB | KraneShares CSI China Internet ETF | $1,001 - $15,000 |
| Aug 6, 2020 | Buy | LDP | Cohen & Steers Limited Duration Preferred and Inco | $1,001 - $15,000 |
| Aug 6, 2020 | Sell | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | $1,001 - $15,000 |
| Aug 6, 2020 | Sell | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | $1,001 - $15,000 |
| Jul 28, 2020 | Sell | SIL | Global X Silver Miners ETF | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | ABBV | AbbVie Inc. | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | FEMS | First Trust Emerging Markets Small Cap AlphaDEX Fu | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | RTH | VanEck Vectors Retail ETF | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | PTLC | Pacer Trendpilot US Large Cap ETF | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | PTMC | Pacer Trendpilot US Mid Cap ETF | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | LMRK | Landmark Infrastructure Partners LP | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | AY | Atlantica Sustainable Infrastructure plc | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | IRM | Iron Mountain Incorporated | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | LHX | L3Harris Technologies, Inc. | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | APO | Apollo Global Management, Inc. | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | PFE | Pfizer Inc. | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | TSN | Tyson Foods, Inc. | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | HASI | Hannon Armstrong Sustainable Infrastructure Capita | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | AAPL | Apple Inc. | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | C | Citigroup Inc. | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | QCOM | QUALCOMM Incorporated | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | RMD | ResMed Inc. | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | OHI | Omega Healthcare Investors, Inc. | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | ARCC | Ares Capital Corporation | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | LMT | Lockheed Martin Corporation | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | WIW | Western Asset Inflation-Linked Opportunities & Inc | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | FXI | iShares Trust - iShares China Large-Cap ETF | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | NVDA | NVIDIA Corporation | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | AXS | AXIS Capital Holdings Limited | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | MPW | Medical Properties Trust, Inc. | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | GLAD | Gladstone Capital Corporation | $1,001 - $15,000 |
| Jul 9, 2020 | Buy | MANT | ManTech International Corporation | $1,001 - $15,000 |
| Jul 9, 2020 | Sell | SWKS | Skyworks Solutions, Inc. | $1,001 - $15,000 |
| Jul 8, 2020 | Sell | TCEHY | Tencent Holdings Limited | $1,001 - $15,000 |
| Jul 7, 2020 | Buy | NXTG | First Trust IndXX NextG ETF | $1,001 - $15,000 |
| Jul 7, 2020 | Buy | WIW | Western Asset Inflation-Linked Opportunities & Inc | $1,001 - $15,000 |
| Jul 7, 2020 | Sell | FXI | iShares Trust - iShares China Large-Cap ETF | $1,001 - $15,000 |
| Jul 7, 2020 | Sell | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | $1,001 - $15,000 |
| Jul 7, 2020 | Sell | DLS | WisdomTree International SmallCap Dividend Fund | $1,001 - $15,000 |
| Jul 7, 2020 | Sell | FDN | First Trust Dow Jones Internet Index Fund | $1,001 - $15,000 |
| Jul 7, 2020 | Sell | FEMS | First Trust Emerging Markets Small Cap AlphaDEX Fu | $1,001 - $15,000 |
| Jul 7, 2020 | Sell | GDXJ | VanEck Vectors Junior Gold Miners ETF | $1,001 - $15,000 |
| Jul 7, 2020 | Buy | RTH | VanEck Vectors Retail ETF | $1,001 - $15,000 |
| Jul 7, 2020 | Buy | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | $1,001 - $15,000 |
| Jul 7, 2020 | Buy | SIL | Global X Silver Miners ETF | $1,001 - $15,000 |
| Jul 7, 2020 | Buy | FIMKX | Fidelity Advisor Emerging Markets Fund I Class | $1,001 - $15,000 |
| Jul 7, 2020 | Buy | FCPIX | Fidelity Advisor International Capital Appreciatio | $1,001 - $15,000 |
| Jul 7, 2020 | Buy | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | $1,001 - $15,000 |
| Jul 1, 2020 | Sell | — | Dominion Energy <div class="text-muted"><em>Rate/Coupon:</e… | $1,001 - $15,000 |
| Jun 19, 2020 | Buy | — | BCS Contingent Autocall INTC <div class="text-muted"><em>Ra… | $15,001 - $50,000 |
| Jun 11, 2020 | Sell | — | MS Contingent Autocall INTC <div class="text-muted"><em>Rat… | $15,001 - $50,000 |
| May 28, 2020 | Buy | XCAPX | ACAP Strategic Fund | $15,001 - $50,000 |
| May 21, 2020 | Sell | PRJAX | PGIM Jennison Global Opportunities Fund-Class A | $15,001 - $50,000 |
| Apr 23, 2020 | Sell | — | UBS Contingent Autocall on SLB <div class="text-muted"><em>… | $1,001 - $15,000 |
| Apr 14, 2020 | Buy | CEF | Sprott Physical Gold and Silver Trust | $1,001 - $15,000 |
| Apr 14, 2020 | Buy | PYPL | PayPal Holdings, Inc. | $1,001 - $15,000 |
| Apr 14, 2020 | Buy | CVS | CVS Health Corporation | $1,001 - $15,000 |
| Apr 14, 2020 | Buy | SWKS | Skyworks Solutions, Inc. | $1,001 - $15,000 |
| Apr 14, 2020 | Buy | PNQI | Invesco NASDAQ Internet ETF | $1,001 - $15,000 |
| Apr 14, 2020 | Buy | DIS | The Walt Disney Company | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | FDN | First Trust Dow Jones Internet Index Fund | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | OAYIX | Oakmark International Fund Class Advisor | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | FPL | First Trust New Opportunities MLP & Energy Fund | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | FINX | Global X FinTech ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | IWN | iShares Russell 2000 Value ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | DRI | Darden Restaurants, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | QCOM | QUALCOMM Incorporated | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | RMD | ResMed Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | SBUX | Starbucks Corporation | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | ARCC | Ares Capital Corporation | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | CVS | CVS Health Corporation | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | DGX | Quest Diagnostics Incorporated | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | IWD | iShares Russell 1000 Value ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | ARE | Alexandria Real Estate Equities, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | LGI | Lazard Global Total Return and Income Fund, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | PKG | Packaging Corporation of America | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | MET | MetLife, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | EEM | iShares MSCI Emerging Markets ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | RTN | Raytheon Company | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | GLAD | Gladstone Capital Corporation | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | SWKS | Skyworks Solutions, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | GLD | SPDR Gold Shares | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | CFG | Citizens Financial Group, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | TCEHY | Tencent Holdings Limited | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | MPC | Marathon Petroleum Corporation | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | RODM | Hartford Multifactor Developed Markets (ex-US) ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | PTNQ | Pacer Trendpilot 100 ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | KNX | Knight-Swift Transportation Holdings Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | CB | Chubb Limited | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | IRM | Iron Mountain Incorporated | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | HPQ | HP Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | APO | Apollo Global Management, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | CAG | Conagra Brands, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | GLW | Corning Incorporated | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | FITB | Fifth Third Bancorp | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | MSFT | Microsoft Corporation | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | NVO | Novo Nordisk A/S | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | PEP | PepsiCo, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | TSN | Tyson Foods, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | QLEIX | AQR Long-Short Equity Fund Class I | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | GEM | Goldman Sachs ActiveBeta Emerging Markets Equity E | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | SBIO | ALPS Medical Breakthroughs ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | IVV | iShares Core S&P 500 ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | KWEB | KraneShares CSI China Internet ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | CFA | VictoryShares US 500 Volatility Wtd ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | GLD | SPDR Gold Shares | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | CIBR | First Trust NASDAQ Cybersecurity ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | QTEC | First Trust NASDAQ-100-Technology Sector Index Fun | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | IAT | iShares U.S. Regional Banks ETF | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | LHX | L3Harris Technologies, Inc. | $1,001 - $15,000 |
| Apr 2, 2020 | Buy | CEF | Sprott Physical Gold and Silver Trust | $1,001 - $15,000 |
| Apr 2, 2020 | Sell | BOTZ | Global X Robotics & Artificial Intelligence ETF | $1,001 - $15,000 |
| Mar 27, 2020 | Buy | CVS | CVS Health Corporation | $1,001 - $15,000 |
| Mar 27, 2020 | Buy | PYPL | PayPal Holdings, Inc. | $1,001 - $15,000 |
| Mar 27, 2020 | Buy | DIS | The Walt Disney Company | $1,001 - $15,000 |
| Mar 27, 2020 | Buy | SWKS | Skyworks Solutions, Inc. | $1,001 - $15,000 |
| Mar 24, 2020 | Sell | MPC | Marathon Petroleum Corporation | $1,001 - $15,000 |
| Mar 24, 2020 | Buy | CSCO | Cisco Systems, Inc. | $1,001 - $15,000 |
| Mar 24, 2020 | Buy | ABBV | AbbVie Inc. | $1,001 - $15,000 |
| Mar 24, 2020 | Buy | JPM | JPMorgan Chase & Co. | $1,001 - $15,000 |
| Mar 24, 2020 | Buy | VZ | Verizon Communications Inc. | $1,001 - $15,000 |
| Mar 24, 2020 | Sell | WFC | Wells Fargo & Company | $1,001 - $15,000 |
| Mar 24, 2020 | Sell | — | AQR Long-Short Equity | $1,001 - $15,000 |
| Mar 24, 2020 | Sell | VOD | Vodafone Group Plc | $1,001 - $15,000 |
| Mar 23, 2020 | Buy | CEF | Sprott Physical Gold and Silver Trust | $1,001 - $15,000 |
| Mar 23, 2020 | Buy | SPY | SPDR S&P 500 ETF Trust | $1,001 - $15,000 |
| Feb 22, 2020 | Buy | HQL | Tekla Life Sciences Investors | $1,001 - $15,000 |
| Feb 22, 2020 | Sell | BSTZ | BlackRock Science and Technology Trust II | $1,001 - $15,000 |
| Feb 21, 2020 | Buy | — | HSBC Contingent Autocall BMY <div class="text-muted"><em>Ra… | $15,001 - $50,000 |
| Feb 13, 2020 | Sell | — | BCS Contingent Autocall BMY <div class="text-muted"><em>Rat… | $15,001 - $50,000 |
| Jan 24, 2020 | Buy | — | BCS Contingent Autocall CSCO <div class="text-muted"><em>Ra… | $15,001 - $50,000 |
| Jan 2, 2020 | Sell | — | CS Contingent Autocall MSFT <div class="text-muted"><em>Rat… | $15,001 - $50,000 |
| Dec 27, 2019 | Buy | — | UBS Contingent Autocall Bank of America <div class="text-mu… | $15,001 - $50,000 |
| Dec 17, 2019 | Sell | UAA | Under Armour, Inc. | $1,001 - $15,000 |
| Dec 17, 2019 | Sell | BP | BP p.l.c. | $1,001 - $15,000 |
| Dec 16, 2019 | Buy | — | Invesco Pacific Growth A | $1,001 - $15,000 |
| Dec 6, 2019 | Buy | — | MS Contingent Autocall Intel <div class="text-muted"><em>Ra… | $15,001 - $50,000 |
| Dec 5, 2019 | Exchange | LGI | LOR Lazard World Dividend and Income Fund (Exchanged) <br> … | $1,001 - $15,000 |
| Nov 8, 2019 | Buy | — | BCS Contingent Autocall BMY <div class="text-muted"><em>Rat… | $15,001 - $50,000 |
| Nov 7, 2019 | Sell | — | CS Contingent Autocall GE <div class="text-muted"><em>Rate/… | $15,001 - $50,000 |
| Nov 4, 2019 | Buy | MCD | McDonald's Corporation | $1,001 - $15,000 |
| Nov 4, 2019 | Buy | RTN | Raytheon Company | $1,001 - $15,000 |
| Nov 4, 2019 | Sell | MO | Altria Group, Inc. | $1,001 - $15,000 |
| Nov 4, 2019 | Buy | TSM | Taiwan Semiconductor Manufacturing Company Limited | $1,001 - $15,000 |
| Nov 4, 2019 | Buy | DRI | Darden Restaurants, Inc. | $1,001 - $15,000 |
| Sep 27, 2019 | Buy | — | CS Contingent Autocall on MSFT <div class="text-muted"><em>… | $15,001 - $50,000 |
| Sep 19, 2019 | Sell | — | JPM Contingent Autocall on NVDA <div class="text-muted"><em… | $15,001 - $50,000 |
| Sep 19, 2019 | Buy | — | JP Morgan Chase Step-up <div class="text-muted"><em>Rate/Co… | $1,001 - $15,000 |
| Aug 2, 2019 | Buy | — | CS Contingent Autocall GE <div class="text-muted"><em>Rate/… | $15,001 - $50,000 |
| Jul 31, 2019 | Sell | — | Toronto Dominion Bank <div class="text-muted"><em>Rate/Coup… | $1,001 - $15,000 |
| Jul 18, 2019 | Buy | CEF | Sprott Physical Gold and Silver Trust | $1,001 - $15,000 |
| Jul 18, 2019 | Sell | ABB | ABB Ltd | $1,001 - $15,000 |
| Jul 16, 2019 | Buy | CAG | Conagra Brands, Inc. | $1,001 - $15,000 |
| Jul 16, 2019 | Sell | SMG | The Scotts Miracle-Gro Company | $1,001 - $15,000 |
| Jul 10, 2019 | Buy | — | Vulcan Materials <div class="text-muted"><em>Rate/Coupon:</… | $15,001 - $50,000 |
| Jul 1, 2019 | Sell | — | Barclays Step-up <div class="text-muted"><em>Rate/Coupon:</… | $1,001 - $15,000 |
| Jun 30, 2019 | Sell | — | BCS SU Note <div class="text-muted"><em>Rate/Coupon:</em> 2… | $1,001 - $15,000 |
| Jun 26, 2019 | Buy | BSTZ | BlackRock Science and Technology Trust II | $1,001 - $15,000 |
| Jun 21, 2019 | Sell | — | Bank of America <div class="text-muted"><em>Rate/Coupon:</e… | $15,001 - $50,000 |
| Jun 14, 2019 | Buy | — | JPM Contingent Autocall on NVDA <div class="text-muted"><em… | $15,001 - $50,000 |
| May 2, 2019 | Sell | VGR | Vector Group Ltd. | $1,001 - $15,000 |
| Apr 18, 2019 | Buy | — | UBS Contingent Autocall on SLB 90281C708 <div class="text-m… | $15,001 - $50,000 |
| Apr 17, 2019 | Buy | SWKS | Skyworks Solutions, Inc. | $1,001 - $15,000 |
| Apr 17, 2019 | Sell | QCOM | QUALCOMM Incorporated | $1,001 - $15,000 |
| Mar 29, 2019 | Buy | — | MS Contingent Autocall on Boeing <div class="text-muted"><e… | $15,001 - $50,000 |
| Mar 28, 2019 | Sell | — | RBC Contingent Autocall on Nvidia <div class="text-muted"><… | $15,001 - $50,000 |
| Mar 20, 2019 | Sell | — | Fedex Corp | $1,001 - $15,000 |
| Mar 20, 2019 | Buy | — | Quest Diagnostics | $1,001 - $15,000 |
| Feb 27, 2019 | Buy | WW | WW International, Inc. | $1,001 - $15,000 |
| Feb 25, 2019 | Buy | — | Goldman Sachs Access Treasury 0-1 | $15,001 - $50,000 |
| Feb 25, 2019 | Sell | — | Ishares Ibonds Dec 19 Trm | $1,001 - $15,000 |
| Feb 25, 2019 | Buy | — | Citizens Financial | $1,001 - $15,000 |
| Feb 20, 2019 | Sell | — | Ishares Ibonds Dec 19 Trm | $1,001 - $15,000 |
| Feb 20, 2019 | Buy | — | Goldman Sachs Access Treasury 0-1 | $1,001 - $15,000 |
| Feb 15, 2019 | Sell | — | MS Fixed to Floating Rate Note <div class="text-muted"><em>… | $15,001 - $50,000 |
| Jan 25, 2019 | Buy | — | RBC Contingent Autocall on Nvidia <div class="text-muted"><… | $15,001 - $50,000 |
| Jan 11, 2019 | Buy | — | Apple Inc | $1,001 - $15,000 |
| Dec 19, 2018 | Buy | — | Bank of America <div class="text-muted"><em>Rate/Coupon:</e… | $15,001 - $50,000 |
| Dec 17, 2018 | Sell | — | Goldman Sachs <div class="text-muted"><em>Rate/Coupon:</em>… | $15,001 - $50,000 |
| Dec 17, 2018 | Buy | — | Invesco Pacific Growth A | $1,001 - $15,000 |
| Dec 10, 2018 | Sell | — | Compass Materials | $1,001 - $15,000 |
| Nov 21, 2018 | Sell | — | Nuveen JFR Term Preferred Step-up <div class="text-muted"><… | $1,001 - $15,000 |
| Nov 12, 2018 | Buy | — | Amazon | $1,001 - $15,000 |
| Nov 9, 2018 | Buy | — | Marathon Petroleum Corp | $1,001 - $15,000 |
| Nov 9, 2018 | Sell | — | Pfizer Inc | $1,001 - $15,000 |
| Nov 2, 2018 | Buy | — | Amazon | $1,001 - $15,000 |
| Oct 29, 2018 | Buy | — | Tyson Foods | $1,001 - $15,000 |
| Oct 29, 2018 | Sell | — | Intel Corp | $1,001 - $15,000 |
| Oct 29, 2018 | Sell | — | Ishares Ibonds Dec 18 TRM | $1,001 - $15,000 |
| Oct 26, 2018 | Buy | — | Toronto Dominion Bank Step-Up Note <div class="text-muted">… | $1,001 - $15,000 |
| Oct 22, 2018 | Buy | — | Amazon | $1,001 - $15,000 |
| Oct 12, 2018 | Buy | — | Amazon | $1,001 - $15,000 |
| Oct 9, 2018 | Buy | — | Fidelity Advisor Intl Capital Appreciation | $1,001 - $15,000 |
| Oct 9, 2018 | Sell | — | Kraneshares Bosera MSCI China A | $1,001 - $15,000 |
| Oct 9, 2018 | Sell | — | Ishares Ibonds Dec 18 Trm ETF | $1,001 - $15,000 |
| Oct 5, 2018 | Buy | — | Raytheon | $1,001 - $15,000 |
| Sep 10, 2018 | Buy | — | Hewlett Packard Enterprises | $1,001 - $15,000 |
| Sep 10, 2018 | Sell | — | Analog Devices | $1,001 - $15,000 |
| Aug 17, 2018 | Buy | — | Sprott Physical Gold and Silver | $1,001 - $15,000 |
| Aug 13, 2018 | Sell | — | VF Corp | $1,001 - $15,000 |
| Aug 7, 2018 | Buy | — | Abbvie | $1,001 - $15,000 |
| Aug 7, 2018 | Sell | — | Owens & Minor | $1,001 - $15,000 |
| Aug 3, 2018 | Sell | — | HSBC Contingent Autocall on the Blackstone Group <div class… | $15,001 - $50,000 |
| Jul 23, 2018 | Buy | — | Tellus Corp | $1,001 - $15,000 |
| Jul 23, 2018 | Sell | — | Walt Disney Corp | $1,001 - $15,000 |
| May 24, 2018 | Sell | — | Nvent Electric | $1,001 - $15,000 |
| May 24, 2018 | Buy | — | The Scotts Miracle-Gro Group | $1,001 - $15,000 |
| May 18, 2018 | Sell | — | Aberdeen Ultra Short Muni Income Inst | $1,001 - $15,000 |
| May 17, 2018 | Buy | — | Lord Abbett Ultra Short Bond Fd | $1,001 - $15,000 |
| May 11, 2018 | Sell | — | Arrow Managed Futures Strategies A | $1,001 - $15,000 |
| May 11, 2018 | Buy | — | Catalyst Millburn Hedged Strategies I | $1,001 - $15,000 |
| May 1, 2018 | Sell | — | Ishares Ibonds Dec 2018 Trm Corp | $1,001 - $15,000 |
| May 1, 2018 | Sell | — | Harris Corp Delaware | $1,001 - $15,000 |
| May 1, 2018 | Buy | — | CVS Health | $1,001 - $15,000 |
| Apr 16, 2018 | Sell | — | International Lease Finance <div class="text-muted"><em>Rat… | $1,001 - $15,000 |
| Apr 13, 2018 | Buy | — | Dominion Energy <div class="text-muted"><em>Rate/Coupon:</e… | $1,001 - $15,000 |
| Feb 27, 2018 | Sell | — | Seagate Technology | $15,001 - $50,000 |
| Feb 26, 2018 | Sell | — | Global X Lithium & Battery | $1,001 - $15,000 |
| Jan 17, 2018 | Buy | — | Owens & Minor <div class="text-muted"><em>Rate/Coupon:<… | $15,001 - $50,000 |
| Jan 16, 2018 | Sell | — | Icahn Enterprises <div class="text-muted"><em>Rate/Coupon:<… | $15,001 - $50,000 |
| Jan 12, 2018 | Sell | — | Pacer Trendpilot 450 | $1,001 - $15,000 |
| Jan 12, 2018 | Sell | — | Robert Half Intl | $1,001 - $15,000 |
| Jan 12, 2018 | Buy | — | Intel Corp | $1,001 - $15,000 |
| Dec 29, 2017 | Buy | — | Seagate Technology | $1,001 - $15,000 |
| Dec 12, 2017 | Buy | — | Iron Mountain | $1,001 - $15,000 |
| Dec 6, 2017 | Buy | — | Owens & Minor <div class="text-muted"><em>Rate/Coupon:<… | $15,001 - $50,000 |
| Nov 27, 2017 | Buy | — | Fidelity Advisor International Small Cap A | $1,001 - $15,000 |
| Nov 17, 2017 | Sell | — | UBS Contingent Autocall Marathon Petroleum <div class="text… | $15,001 - $50,000 |
| Oct 30, 2017 | Buy | — | Oakmark International I Fund | $1,001 - $15,000 |
| Oct 30, 2017 | Sell | — | Fidelity Advisor International Capital Appreciation I Fund | $1,001 - $15,000 |
| Oct 25, 2017 | Buy | — | AQR Long-Short Equity Fund | $1,001 - $15,000 |
| Oct 5, 2017 | Buy | — | SPDR S&P Aerospace and Defense ETF | $1,001 - $15,000 |
| Oct 5, 2017 | Sell | — | Powershares Aerospace and Defense ETF | $1,001 - $15,000 |
| Oct 2, 2017 | Buy | — | AQR Long-Short Equity Fund | $1,001 - $15,000 |
| Oct 2, 2017 | Sell | — | MS Contingent Autocall on MPC <div class="text-muted"><em>R… | $1,001 - $15,000 |
| Sep 29, 2017 | Sell | — | FS Investment Corp <div class="text-muted"><em>Rate/Coupon:… | $1,001 - $15,000 |
| Sep 29, 2017 | Sell | — | Central Fund of Canada | $1,001 - $15,000 |
| Sep 29, 2017 | Buy | — | Compass Minerals | $1,001 - $15,000 |
| Sep 29, 2017 | Sell | — | Acadian Timber | $15,001 - $50,000 |
| Sep 20, 2017 | Buy | — | Government Properties Inc <div class="text-muted"><em>Rate/… | $15,001 - $50,000 |
| Sep 20, 2017 | Sell | — | Compass Bank <div class="text-muted"><em>Rate/Coupon:</em> … | $15,001 - $50,000 |
| Sep 18, 2017 | Buy | — | Mantech Intl Corp Cl A | $1,001 - $15,000 |
| Sep 18, 2017 | Sell | — | Orbital ATK | $1,001 - $15,000 |
| Sep 7, 2017 | Buy | — | Central Fund of Canada | $1,001 - $15,000 |
| Sep 5, 2017 | Sell | — | HSBC Contingent Autocall on Anadarko Petroleum <div class="… | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | GLAD | Gladstone Capital Corporation | $1,001 - $15,000 |
| Aug 31, 2017 | Sell | QCOM | QUALCOMM Incorporated | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | — | FMC Corp New | $1,001 - $15,000 |
| Aug 31, 2017 | Sell | — | Ishares S&P Mid-Cap 400 Growth ETF | $15,001 - $50,000 |
| Aug 31, 2017 | Sell | — | PG-The Procter & Gamble Company | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | RMD | ResMed Inc. | $1,001 - $15,000 |
| Aug 31, 2017 | Sell | ARCC | Ares Capital Corporation | $1,001 - $15,000 |
| Aug 31, 2017 | Sell | — | Western Asset Emerging Markets Fd | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | NWL | Newell Brands Inc. | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | PBA | Pembina Pipeline Corporation | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | TMO | Thermo Fisher Scientific Inc. | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | PTMC | Pacer Funds Trust - Pacer Trendpilot 450 ETF | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | GLW | Corning Incorporated | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | DHR | Danaher Corporation | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | HRS | Harris Corporation | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | HRL | Hormel Foods Corporation | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | NPK | National Presto Industries, Inc. | $1,001 - $15,000 |
| Aug 31, 2017 | Buy | RHI | Robert Half International Inc. | $1,001 - $15,000 |
| Aug 4, 2017 | Sell | — | Fidelity Advisor International Capital Appreciation Class I | $1,001 - $15,000 |
| Aug 4, 2017 | Sell | — | Powershares ETF TR Dyna Buyback | $1,001 - $15,000 |
| Aug 4, 2017 | Buy | — | Alpine Ultra Short Municipal Inc Fund | $1,001 - $15,000 |
| Jun 30, 2017 | Sell | — | UBS Contingent Autocall on Met Life <div class="text-muted"… | $1,001 - $15,000 |
| Jun 28, 2017 | Buy | QCOM | QUALCOMM Incorporated | $1,001 - $15,000 |
| Jun 28, 2017 | Buy | — | Central Fund of Canada | $1,001 - $15,000 |
| Jun 27, 2017 | Buy | — | Barclays Step-up Callable Note <div class="text-muted"><em>… | $1,001 - $15,000 |
| Jun 20, 2017 | Buy | — | KBA - KraneShares Bosera MSCI China A ETF | $1,001 - $15,000 |
| Apr 13, 2017 | Sell | — | Barclays Contingent Autocall on Apple <div class="text-mute… | $1,001 - $15,000 |
| Mar 27, 2017 | Sell | — | Dominion Resources | $15,001 - $50,000 |
| Mar 27, 2017 | Sell | — | Vanguard Consumer DSC ETF | $1,001 - $15,000 |
| Mar 22, 2017 | Buy | — | Under Armour | $1,001 - $15,000 |
| Mar 21, 2017 | Sell | — | Southern Company | $1,001 - $15,000 |
| Mar 21, 2017 | Sell | TSN | Tyson Foods, Inc. | $1,001 - $15,000 |
| Mar 16, 2017 | Sell | — | JPM Contingent Autocall on Apple <div class="text-muted"><e… | $1,001 - $15,000 |
| Feb 28, 2017 | Exchange | — | Enbridge Inc | $15,001 - $50,000 |
| Feb 10, 2017 | Sell | — | Preospect Capital Group | $1,001 - $15,000 |
| Jan 23, 2017 | Buy | — | Pfizer Inc | $1,001 - $15,000 |
| Jan 17, 2017 | Buy | — | Vector Group Ltd. | $1,001 - $15,000 |
| Jan 17, 2017 | Sell | — | Reynolds American Inc. | $1,001 - $15,000 |
| Dec 16, 2016 | Sell | — | Lincoln National Corporation | $15,001 - $50,000 |
| Dec 16, 2016 | Buy | — | Clearbridge Energy MLP Fund | $1,001 - $15,000 |
| Dec 16, 2016 | Sell | — | ClearBridge American Energy MLP Fund Inc. | $1,001 - $15,000 |
| Dec 15, 2016 | Sell | — | MetLife Inc | $15,001 - $50,000 |
| Nov 21, 2016 | Buy | — | Nuveen JFR Term Preferred Step-up Callable Notes <div class… | $1,001 - $15,000 |
| Nov 18, 2016 | Sell | — | JPM Contingent Autocall on Halliburton <div class="text-mut… | $1,001 - $15,000 |
| Nov 17, 2016 | Sell | — | Philip Morris Intl | $1,001 - $15,000 |
| Nov 17, 2016 | Buy | RAI | Reynolds American Inc. | $1,001 - $15,000 |
| Nov 14, 2016 | Sell | SCCO | Southern Copper Corporation | $1,001 - $15,000 |
| Nov 14, 2016 | Buy | — | Central Fund of Canada Ltd A | $1,001 - $15,000 |
| Nov 11, 2016 | Buy | — | Wisdomtree US Cap Div Growth ETF | $1,001 - $15,000 |
| Nov 11, 2016 | Buy | — | S&P 500 Index Fund ETF | $15,001 - $50,000 |
| Nov 8, 2016 | Sell | ASIX | AdvanSix Inc. | $1,001 - $15,000 |
| Oct 11, 2016 | Sell | — | Alcoa Inc Pfd Cl B | $1,001 - $15,000 |
| Sep 26, 2016 | Sell | MDT | Medtronic plc | $1,001 - $15,000 |
| Sep 26, 2016 | Buy | — | Owens & Minor Inc | $1,001 - $15,000 |
| Sep 9, 2016 | Sell | — | JPM Contingent Autocall on Amgen <div class="text-muted"><e… | $1,001 - $15,000 |
| Sep 8, 2016 | Sell | — | Spectra Energy | $1,001 - $15,000 |
| Aug 26, 2016 | Sell | — | Convergys | $1,001 - $15,000 |
| Aug 19, 2016 | Buy | — | Williams Partners LP <div class="text-muted"><em>Rate/Coupo… | $15,001 - $50,000 |
| Aug 16, 2016 | Sell | — | Prospect Capital <div class="text-muted"><em>Rate/Coupon:</… | $1,001 - $15,000 |
| Jul 14, 2016 | Sell | — | Testainer Group Holdings | $1,001 - $15,000 |
| Jul 14, 2016 | Sell | — | Dupont | $50,001 - $100,000 |
| Jul 14, 2016 | Sell | — | Under Armour Class C | $1,001 - $15,000 |
| Jul 6, 2016 | Sell | — | Xerox Corp <div class="text-muted"><em>Rate/Coupon:</em> 3.… | $15,001 - $50,000 |
| Jul 6, 2016 | Buy | — | Compass Bank <div class="text-muted"><em>Rate/Coupon:</em> … | $15,001 - $50,000 |
| Jun 24, 2016 | Buy | — | Welltower Inc | $1,001 - $15,000 |
| Jun 24, 2016 | Sell | AEE | Ameren Corporation | $1,001 - $15,000 |
| Jun 23, 2016 | Sell | — | Baxter Intl | $1,001 - $15,000 |
| Jun 7, 2016 | Sell | WTR | Aqua America Inc. | $1,001 - $15,000 |
| May 12, 2016 | Buy | — | Hannon Armstrong Sustainable Infrastructure | $1,001 - $15,000 |
| May 12, 2016 | Sell | — | Universal Health Realty Inc Tr | $1,001 - $15,000 |
| Mar 31, 2016 | Sell | — | New Jersey Resources | $1,001 - $15,000 |
| Mar 31, 2016 | Buy | SE | Spectra Energy Corp. | $1,001 - $15,000 |
| Feb 16, 2016 | Sell | ADT.F | ADT CORPORATION | $1,001 - $15,000 |
| Feb 11, 2016 | Buy | — | Boeing Co | $1,001 - $15,000 |
| Feb 2, 2016 | Buy | — | Met Life Inc | $15,001 - $50,000 |
| Jan 29, 2016 | Sell | — | Tyco Intl PLC | $1,001 - $15,000 |
| Jan 27, 2016 | Buy | — | Boeing Co | $1,001 - $15,000 |
| Jan 25, 2016 | Buy | — | Verizon Communications | $1,001 - $15,000 |
| Jan 21, 2016 | Sell | — | Blackrock Res & Comm Strat Tr | $1,001 - $15,000 |
| Jan 21, 2016 | Sell | — | Lincoln Naitonal Corp | $15,001 - $50,000 |
| Jan 21, 2016 | Buy | — | Dominion Resources | $1,001 - $15,000 |
| Jan 15, 2016 | Buy | — | E I Dupont de Nemours | $1,001 - $15,000 |
| Jan 11, 2016 | Sell | — | Northern Tier Energy LP | $1,001 - $15,000 |
| Dec 23, 2015 | Buy | — | Weight Watchers Intl Inc | $1,001 - $15,000 |
| Dec 14, 2015 | Sell | — | HSBC Contingent Autocall on Anadarko Petroleum <div class="… | $1,001 - $15,000 |
| Dec 8, 2015 | Buy | — | Weight Watchers Intl Inc | $1,001 - $15,000 |
| Dec 4, 2015 | Buy | — | JPM Contingent Autocall on Amgen <div class="text-muted"><e… | $1,001 - $15,000 |
| Dec 3, 2015 | Sell | — | HSBC Contingent Autocall on Bristol Myers Squibb <div class… | $1,001 - $15,000 |
| Dec 1, 2015 | Buy | — | Under Armour Inc Cl A | $1,001 - $15,000 |
| Nov 18, 2015 | Sell | — | Conagra Foods Inc | $1,001 - $15,000 |
| Nov 18, 2015 | Buy | — | Tyson Foods Inc Cl A | $1,001 - $15,000 |
| Nov 4, 2015 | Sell | — | Northwest Natural Gas Co | $1,001 - $15,000 |
| Nov 4, 2015 | Buy | — | New Jersey Resources Cp | $1,001 - $15,000 |
| Oct 6, 2015 | Sell | — | DuPont EI de Nemours & Co. | $1,001 - $15,000 |
| Sep 17, 2015 | Buy | — | SPDR Trust Series 1 | $15,001 - $50,000 |
| Sep 17, 2015 | Buy | — | Verizon Communications | $1,001 - $15,000 |
| Sep 11, 2015 | Buy | — | DuPont EI de Nemours & Co | $15,001 - $50,000 |
| Aug 28, 2015 | Buy | — | HSBC Contingent Autocall on Briston Myers Squibb <div class… | $1,001 - $15,000 |
| Aug 25, 2015 | Buy | AEE | Ameren Corporation (NYSE) | $1,001 - $15,000 |
| Aug 25, 2015 | Sell | GAS | AGL Resources Inc. (NYSE) | $1,001 - $15,000 |
| Aug 14, 2015 | Buy | — | UBS Contingent Autocall Marathon Petroleum <div class="text… | $15,001 - $50,000 |
| Aug 13, 2015 | Sell | — | JPM Contingent Autocall Prudential Financial <div class="te… | $1,001 - $15,000 |
| Aug 6, 2015 | Sell | — | JPM Contingent Autocall Mobileye N.V. <div class="text-mute… | $15,001 - $50,000 |
| Aug 4, 2015 | Sell | — | Baxalta | $1,001 - $15,000 |
| Jul 31, 2015 | Buy | — | HSBC Contingent Autocall on the Blackstone Group <div class… | $15,001 - $50,000 |
| Jul 30, 2015 | Sell | — | HSBC Contingent Autocall on FCX Corp <div class="text-muted… | $1,001 - $15,000 |
| Jul 21, 2015 | Buy | NWN | Northwest Natural Gas Company (NYSE) | $1,001 - $15,000 |
| Jul 21, 2015 | Sell | — | U.S. Steel | $1,001 - $15,000 |
| Jul 10, 2015 | Sell | — | MS Contingent Autocall on Apple Inc <div class="text-muted"… | $1,001 - $15,000 |
| Jul 10, 2015 | Buy | — | Barclays Contingent Autocall on Apple <div class="text-mute… | $1,001 - $15,000 |
| Jul 9, 2015 | Sell | — | Barclays Contingent Autocall on Vodaphone <div class="text-… | $15,001 - $50,000 |
| Jun 26, 2015 | Buy | — | MS Contingent Autocall Marathon Petroleum <div class="text-… | $1,001 - $15,000 |
| Jun 25, 2015 | Sell | — | HSBC Contingent Autocall Transocean <div class="text-muted"… | $1,001 - $15,000 |
| Jun 24, 2015 | Buy | CVG | Convergys Corporation (NYSE) | $1,001 - $15,000 |
| Jun 24, 2015 | Sell | ATML | Atmel Corporation (NASDAQ) | $1,001 - $15,000 |
| Jun 12, 2015 | Buy | DD | E. I. du Pont de Nemours and Company (NYSE) | $1,001 - $15,000 |
| Jun 12, 2015 | Buy | — | JPM Contingent Autocall on Apple <div class="text-muted"><e… | $1,001 - $15,000 |
| May 15, 2015 | Buy | — | JJPM Contingent Autocall Halliburton <div class="text-muted… | $1,001 - $15,000 |
| May 14, 2015 | Buy | — | Under Armour Inc | $1,001 - $15,000 |
| May 14, 2015 | Buy | AAPL | Apple Inc. (NASDAQ) | $1,001 - $15,000 |
| May 11, 2015 | Sell | — | MS Contingent Autocall Halliburton <div class="text-muted">… | $1,001 - $15,000 |
| May 5, 2015 | Sell | — | Barclays Contingent Autocall on CBS <div class="text-muted"… | $15,001 - $50,000 |
| May 5, 2015 | Sell | — | Barclays Contingent Autocall on CBS <div class="text-muted"… | $1,001 - $15,000 |
| May 1, 2015 | Buy | — | JPM Contingent Autocall Mobileye N.V. <div class="text-mute… | $15,001 - $50,000 |
| Apr 22, 2015 | Buy | AAPL | Apple Inc. (NASDAQ) | $1,001 - $15,000 |
| Apr 22, 2015 | Buy | — | Under Armour Inc | $1,001 - $15,000 |
| Apr 2, 2015 | Buy | — | MS Contingent Autocall on Apple Inc <div class="text-muted"… | $1,001 - $15,000 |
| Mar 31, 2015 | Sell | — | MS Contingent Autocall Apple Computer <div class="text-mute… | $1,001 - $15,000 |
| Mar 20, 2015 | Buy | — | MS Contingent Autocall Marathon Petroleum <div class="text-… | $1,001 - $15,000 |
| Mar 18, 2015 | Sell | — | HSBC Contingent Autocall Valero Energy <div class="text-mut… | $1,001 - $15,000 |
| Mar 13, 2015 | Buy | DD | E. I. du Pont de Nemours and Company (NYSE) | $1,001 - $15,000 |
| Mar 11, 2015 | Sell | — | UBS Contingent Autocall Terex <div class="text-muted"><em>R… | $1,001 - $15,000 |
| Feb 23, 2015 | Sell | — | Morgan Stanley Prd A | $15,001 - $50,000 |
| Feb 23, 2015 | Buy | — | Alcoa Inc Pfd CV Cl B | $15,001 - $50,000 |
| Feb 20, 2015 | Buy | PNQI | PowerShares NASDAQ Internet ETF (NASDAQ) | $1,001 - $15,000 |
| Feb 20, 2015 | Buy | UA | Under Armour, Inc. (NYSE) | $1,001 - $15,000 |
| Feb 20, 2015 | Buy | HBI | Hanesbrands Inc. (NYSE) | $1,001 - $15,000 |
| Feb 18, 2015 | Sell | — | Google Inc Cl A | $1,001 - $15,000 |
| Feb 18, 2015 | Buy | — | Google Inc Cl C | $1,001 - $15,000 |
| Feb 13, 2015 | Buy | — | Vanguard Consumer Discretionary ETF | $1,001 - $15,000 |
| Feb 12, 2015 | Buy | ABT | Abbott Laboratories (NYSE) | $1,001 - $15,000 |
| Feb 12, 2015 | Sell | VLO | Valero Energy Corporation (NYSE) | $1,001 - $15,000 |
| Feb 12, 2015 | Buy | — | Ares Capital | $1,001 - $15,000 |
| Feb 12, 2015 | Sell | — | DuPont | $1,001 - $15,000 |
| Feb 12, 2015 | Buy | ABBV | AbbVie Inc. (NYSE) | $1,001 - $15,000 |
| Feb 12, 2015 | Buy | AAPL | Apple Inc. (NASDAQ) | $1,001 - $15,000 |
| Feb 12, 2015 | Sell | ITW | Illinois Tool Works Inc. (NYSE) | $1,001 - $15,000 |
| Feb 6, 2015 | Buy | — | MS Contingent Autocall Halliburton <div class="text-muted">… | $1,001 - $15,000 |
| Feb 5, 2015 | Sell | — | JPM Contingent Autocall Baker Hughes <div class="text-muted… | $1,001 - $15,000 |
| Jan 30, 2015 | Buy | — | Barclays Contingent Autocall CBS <div class="text-muted"><e… | $15,001 - $50,000 |
| Jan 30, 2015 | Buy | — | Barclays Contingent Autocall CBS <div class="text-muted"><e… | $1,001 - $15,000 |
| Jan 29, 2015 | Sell | — | JPM Contingent Autocall Walgreens <div class="text-muted"><… | $15,001 - $50,000 |
| Jan 29, 2015 | Sell | — | JPM Contingent Autocall Walgreen <div class="text-muted"><e… | $1,001 - $15,000 |
| Jan 28, 2015 | Buy | — | Under Armour Inc | $1,001 - $15,000 |
| Jan 28, 2015 | Sell | TGT | Target Corp. (NYSE) | $1,001 - $15,000 |
| Jan 26, 2015 | Buy | HBI | Hanesbrands Inc. (NYSE) | $1,001 - $15,000 |
| Jan 22, 2015 | Buy | — | Under Armour Inc | $1,001 - $15,000 |
| Jan 22, 2015 | Buy | PNQI | PowerShares NASDAQ Internet ETF (NASDAQ) | $1,001 - $15,000 |
| Dec 31, 2014 | Sell | — | JPM Contingent Autocall Apple Inc <div class="text-muted"><… | $1,001 - $15,000 |
| Dec 26, 2014 | Buy | — | JPM Contingent Autocall Apple Inc <div class="text-muted"><… | $1,001 - $15,000 |
| Dec 26, 2014 | Buy | — | JPM Contingent Autocall STX Inc <div class="text-muted"><em… | $15,001 - $50,000 |
| Dec 24, 2014 | Sell | — | JPM Contingent Autocall STX Inc <div class="text-muted"><em… | $15,001 - $50,000 |
| Dec 15, 2014 | Buy | DD | E. I. du Pont de Nemours and Company (NYSE) | $1,001 - $15,000 |
| Nov 26, 2014 | Sell | BTF | Boulder Total Return Fund, Inc. (NYSE) | $15,001 - $50,000 |
| Nov 26, 2014 | Sell | — | Seadrill Ltd | $1,001 - $15,000 |
| Nov 11, 2014 | Buy | PNQI | PowerShares NASDAQ Internet (NASDAQ) | $1,001 - $15,000 |
| Nov 11, 2014 | Buy | — | Nike Inc B | $1,001 - $15,000 |
| Nov 6, 2014 | Buy | — | Omega Healthcare Inv Inc | $1,001 - $15,000 |
| Nov 6, 2014 | Sell | — | Healthcare REIT | $15,001 - $50,000 |
| Oct 31, 2014 | Buy | — | JPM Contingent Autocall Baker Hughes 9.75% due 10/31/2016 | $1,001 - $15,000 |
| Oct 30, 2014 | Sell | — | MS Contingent Autocall Lowes Companies 8.15% due 10/31/2016 | $1,001 - $15,000 |
| Oct 30, 2014 | Sell | — | Block Financial 5.125% due 10/30/2014 | $15,001 - $50,000 |
| Oct 29, 2014 | Buy | — | Icahn Enterprises 4.875% due 3/15/19 | $15,001 - $50,000 |
| Oct 14, 2014 | Buy | — | Nike Inc B | $1,001 - $15,000 |